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Fee-Based Management

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Working Together

Working Together

We have one of the most innovative and comprehensive asset management programs in the securities industry. LPL Financial offers four fee-based platforms, anchored by the original fee-based platform: Strategic Asset Management (SAM). Within SAM, we tailor our clients’ portfolios to target investment outcomes that reflect your life goals. We are able to achieve this with access to over 4,500 no-load/load-waived funds and Exchange-Traded Funds (ETF’s).

In a fee-based account, our goals are aligned with our clients’. Rather than pay commissions, our clients pay an annual fee. Under an annual fee structure, our Wealth Strategists are incentivized to maximum your returns vs. sell you products to make commissions. Because of our access to a broad array of investments we are able to create diversified strategies for your investment portfolio with transparency through our detailed statements and reporting.

Investing involves risk including loss of principal. No strategy assures success or protects against loss. Advisory fees are in addition to the internal expenses charged by an investment company, and if you hold such a security, these should be included when evaluating the costs of a fee-based account. Clients should periodically re-evaluate whether a fee-based account continues to be appropriate for their needs compared to other alternatives.

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